The Compliance Analyst is responsible for supporting the organization's compliance initiatives by performing compliance testing, risk assessments, monitoring, analysis, and reporting on business operations and/or vendor oversight to ensure adherence to applicable federal and state regulatory requirements, internal policies, and industry standards. This role plays a key part in identifying compliance risks, implementing controls, and fostering a culture of ethical business practices through compliance testing, risk assessments, monitoring, and vendor oversight.
- Opportunity to work in a highly collaborative and compliance-focused environment.
- Exposure to enterprise-wide compliance programs and regulatory initiatives.
- Professional development and continuous learning opportunities.
- Cross-functional partnership with business leaders and key stakeholders.
- Meaningful work that helps protect customers, clients, and the organization.
- Conduct compliance reviews and risk assessments across departments to ensure processes align with legal and regulatory standards.
- Assist in the development, implementation, and maintenance of compliance policies, procedures, and training programs.
- Monitor and analyze new and existing laws, regulations, and policies and communicate impacts to relevant stakeholders.
- Investigate compliance issues and partner with internal teams to implement corrective action plans.
- Prepare and maintain documentation and reports related to compliance testing, risk assessments, and vendor reviews.
- Perform research, root cause analysis, and process improvement activities to support compliance testing results.
- Collaborate with business units to strengthen controls and reduce compliance risk exposure.
- Escalate potential compliance violations or concerns to leadership and compliance management when appropriate.
- Participate in special projects, targeted risk assessments, and peer quality reviews.
- Conduct peer cross-training and support team development activities.
- 3+ years of progressive experience in compliance, testing, risk management, auditing, or a similar analytical role.
- Knowledge of industry regulations relevant to mortgage, insurance, warranty and service contracts, and/or financial services industries.
- Strong analytical, organizational, and problem-solving skills.
- Strong verbal and written communication skills with the ability to present findings to diverse audiences.
- Proficiency with Microsoft 365 applications, including Excel, Word, PowerPoint, and Teams.
- Ability to manage multiple priorities and deadlines in a fast-paced environment.
- Strong attention to detail and commitment to quality.
- Bachelor's degree in Business, Finance, Legal Studies, Risk Management, or a related field.
- Professional certifications such as CRCM, CCEP, CIA, CAMS, or similar.
- Experience using compliance management systems and testing tools.
- Experience developing compliance testing programs, risk assessments, vendor reviews, and control evaluations.
- Knowledge of regulatory risk frameworks and control environment mapping.
- Demonstrated ability to work independently while also collaborating effectively across teams.
- Strong decision-making, critical thinking, and problem-resolution capabilities.
If no application deadline is provided, this role may be a pipeline requisition, and we'll continue to collect applications on an ongoing basis, or there is no requirement for this information in the location where the role is posted.
Any posted pay range considers a wide range of compensation factors, including candidate background, experience, and work location, while also allowing for salary growth within the position.
Helping People Thrive in a Connected World
Connect with us. Bring us your best work and your brightest ideas. And we’ll bring you a place where you can thrive. Learn more at jobs.assurant.com.
What’s the culture like at Assurant?
Our unique culture is a big reason why talented people choose Assurant. Named a Best/Great Place to Work in 14 countries and awarded the Fortune America’s Most Innovative Companies recognition, we bring together top talent around the world. Although we have a wide variety of skills and experiences, we share common characteristics that are uniquely Assurant. A passion for service. An ability to innovate in practical ways. And a willingness to take chances. We call our culture The Assurant Way.
Company Overview
Assurant is a leading global business services company that supports, protects, and connects major consumer purchases. A Fortune 500 company with a presence in 21 countries, Assurant supports the advancement of the connected world by partnering with the world’s leading brands to develop innovative solutions and deliver an enhanced customer experience through mobile device solutions, extended service contracts, vehicle protection services, renters insurance, lender-placed insurance products, and other specialty products.
AI and Biometric Usage
Assurant supports the responsible use of Artificial Intelligence (AI), but we want to know the real you. Visit our AI Usage Guidelines page to understand what we expect from applicants regarding their use of AI during the application process. Since we would like to know the real you, we require that all of our virtual interviews be conducted on video.
Employment is contingent upon completion of a required identity verification process, which may include biometric technology, where permitted by applicable law and subject to applicable notice and consent requirements. See our Privacy Notice to learn about Assurant’s privacy practices, including our use of AI-enabled technology, automated decision making, and biometric information.
Equal Opportunity Statement
Assurant is an Equal Employment Opportunity employer and does not use or consider race, color, religion, sex, national origin, age, disability, veteran status, sexual orientation, gender identity, or any other characteristic protected by federal, state, or local law in employment decisions.
Job Scam Alert
Please be aware that during Assurant's application process, we will never ask for personal information such as your Social Security number, bank account details, or passwords.
